U.S. Government Accountability Office epub Securities and Exchange Commission :existing post-employment controls could be further strengthened : report to congressional committees.

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Securities and Exchange Commission :existing post-employment controls could be further strengthened : report to congressional committees.

U.S. Government Accountability Office yazarının Securities and Exchange Commission :existing post-employment controls could be further strengthened : report to congressional committees. kitabı da dahil olmak üzere birçok dosya aşağıdaki bölümleri de içerebilir:
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Emily Grace 15,2 x 0,6 x 22,9 cm 21,6 x 0,6 x 27,9 cm 21,6 x 0,3 x 27,9 cm 1 Ocak 2018 Lina Scatia 1 Ocak 2015 1 Haziran 2018 1 Ocak 2017 21,6 x 0,2 x 27,9 cm Dream Darling Journals Komisyon Kolektif 21 x 0,6 x 29,7 cm 15,2 x 0,7 x 22,9 cm 1 Ocak 2016 Pretty Planners 2019-2020 18 Haziran 2018
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yazar U.S. Government Accountability Office
isbn 10 1974501221
isbn 13 978-1974501229
Yayımcı CreateSpace Independent Publishing Platform
Dilim İngilizce
Boyutlar ve boyutlar 21,6 x 0,2 x 27,9 cm
Tarafından yayınlandı Securities and Exchange Commission :existing post-employment controls could be further strengthened : report to congressional committees. 13 Ağustos 2017

"Many Securities and Exchange Commission (SEC) employees leave the SEC each year, and some of these former employees go to work for firms regulated by SEC or the law or consulting firms that represent them. This practice raises questions about the potential impact on SEC’s ability to effectively carry out its mission, including the potential for undue influence by former SEC employees on SEC matters or cases. The Dodd-Frank Wall Street Reform and Consumer Protection Act required GAO to examine the movement of former SEC employees to regulated firms and the associated concerns. Among other things, this report examines (1) the extent to which employees leave SEC to work for or represent regulated entities and the potential issues associated with such movements and (2) internal controls SEC has in place to manage potential conflicts of interest and how these controls compare across other agencies. To address these objectives, GAO analyzed data on former SEC employees, reviewed SEC’s and other agencies’ internal controls, and interviewed current and former SEC officials. GAO recommends that SEC establish standards for documentation of ethics advice on current and post-employment issues associated with the movement"

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